Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Zeshan Panjwani (Panjwani), previously associated with Newbridge Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Panjwani recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $85,000.00 on August 06, 2024.
Breach of fiduciary duty, breach of contract and negligence, negligent supervision.
