Securities Lawyers Blog

Broker Jon Scheier in Edward Jones Firm Has Customer Complaint

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jon Scheier (Scheier), previously associated with Edward Jones, has at least 3 disclosable events. These events include one customer complaint, 2 regulatory events, alleging that Scheier recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on October 30, 2020.

Respondent Scheier failed to respond to FINRA request for information.

Broker Evan Savarick in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Evan Savarick (Savarick), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Savarick recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $140,000.00 on October 29, 2020.

Claimant alleges, inter alia, Failure to Follow Instructions with respect to managed accounts \\u00e2?” Aug 2019 to Oct 2020

There are Recent Customer Complaints with Broker Jack Biedebach in Firm LPL Financial LLC

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jack Biedebach (Biedebach), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Biedebach recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $4,846.96 on October 30, 2020.

Failure to keep an account in cash allegedly against the client’s instructions. The time period is 04/2020 – 09/2020.

Broker Scott Barber in Osaic Wealth, INC. Firm Has Customer Complaint

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Barber (Barber), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Barber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $130,000.00 on October 30, 2020.

Client alleges investments made in 2013 were unsuitable.

Broker George Ly in LPL Financial LLC Firm Has Customer Complaint

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Ly (Ly), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ly recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $600,000.00 on October 28, 2020.

Plaintiffs allege that certain alternative investments they purchased at a different broker-dealer approximately 7 years ago were unsuitable because they were allegedly not federally insured or low risk, as allegedly represented to plaintiffs. Plaintiffs contend that these allegations also constitute elder abuse. Activity period: 12/2013-9/2020.

Broker John Murphy in MML Investors Services, LLC Firm Has Customer Complaint

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Murphy (Murphy), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Murphy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on October 28, 2020.

The customer alleged that the representative made unsuitable investment recommendations and misrepresented and omitted material information regarding the investment risk and commissions charged; beginning in and around November of 2014.

There are Recent Customer Complaints with Broker Wesley Clark in Firm Enverra Capital LLC

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Wesley Clark (Clark), currently associated with Enverra Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Clark recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on October 29, 2020.

Plaintiff alleged fraud committed by Domaine Hospitality in obtaining a loan. General Clark was co-head of Domaine Hospitality, and it was alleged that he had failed to supervise.

There are Recent Customer Complaints with Broker Fred Chasalow in Firm Concorde Investment Services, LLC

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Fred Chasalow (Chasalow), previously associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chasalow recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 27, 2020.

Complaint is alleging misrepresentation and suitability relating to REIT investment made in 2012.

There are Recent Customer Complaints with Broker Galen Kopman in Firm Centaurus Financial, INC.

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Galen Kopman (Kopman), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kopman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 30, 2020.

During the period 2014 through September 2016, the customer alleges that the Registered Representative invested his accounts in unsuitable, high-risk and illiquid investments.

There are Recent Customer Complaints with Broker Brian Bausman in Firm Ameriprise Financial Services, LLC

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Bausman (Bausman), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bausman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $8,260.42 on October 30, 2020.

Claimants allege that from October 2015 to November 2018, Respondents recommended and placed Claimants in a monthly fee-based managed account that was not suitable for Claimants; and failed to recommend and place Claimants in commission-based brokerage account. Claimants seek $8,260.42 in management and investment advisory fees.