Securities Lawyers Blog

Madison Global Partners LLC Investment Loss Attorney

November 8, 2026 | by Staff Attorney

If you have lost money in your accounts at Madison Global Partners LLC, you may be asking whether you can sue your financial advisor or your brokerage firm. The investment loss attorneys at Gana Weinstein LLP help investors answer that question every day. Brokerage firms are responsible for supervising their brokers, and when a firm fails to supervise, misrepresents an investment, or recommends unsuitable investments, the investor can file a FINRA arbitration claim to recover investment losses.

Madison Global Partners is a broker-dealer that provides brokerage in equities, corporate and government bonds, mutual funds and options, along with underwriting and investment banking services. Formed in New York in 2015, the firm is headquartered in Hauppauge on Long Island and is registered in about 30 states and territories.

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First Trust Portfolios L.P. Investment Fraud Attorney

November 8, 2026 | by Staff Attorney

The securities lawyers at Gana Weinstein LLP represent investors who have been mistreated by their brokers and suffered investment losses. Our firm is experienced in bringing claims against brokerage firms, such as First Trust Portfolios L.P., to hold Wall Street responsible for their misconduct. When a client contacts our firm they can expect that our attorneys will have the knowledge and ability to evaluate the potential claims and analyze their trading activity for red flags of misconduct. Our consultations are designed to help provide clients with all available options.

First Trust Portfolios is the broker-dealer arm of the First Trust investment group, sponsoring and distributing unit investment trusts and supporting the firm’s ETFs, mutual funds, closed-end funds and separately managed accounts. Founded in 1991 by Robert Van Kampen as Nike Securities, the privately owned firm is headquartered in Wheaton, Illinois, and is led by James Bowen, who acquired it in 2010.

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Great American Investors, Inc. FINRA Attorney

November 8, 2026 | by Staff Attorney

The law offices of Gana Weinstein LLP represent investors in disputes with their financial advisors or brokerage firms, such as Great American Investors, Inc. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.

Great American Investors is a full-service retail broker-dealer offering stocks, corporate and municipal bonds, mutual funds, ETFs, options and variable annuities through individual, retirement, custodial and 529 accounts. Organized in Kansas in 1991, the firm is headquartered in Overland Park and has cleared through Hilltop Securities since 1992.

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Landolt Securities, Inc. Securities Fraud Attorney

November 8, 2026 | by Staff Attorney

A FINRA disciplinary action against a brokerage firm resolves the regulator’s case, not the customers’ losses. Investors who held accounts at Landolt Securities, Inc. during the periods covered by the actions below may have claims of their own. The securities arbitration attorneys at Gana Weinstein LLP represent investors in FINRA arbitration against brokerage firms and can review your accounts, free of charge, to tell you whether the conduct FINRA described affected you.

Landolt Securities is a broker-dealer and investment adviser that offers brokerage in stocks, bonds, mutual funds, ETFs, annuities and alternative investments, along with investment management and insurance consulting. Organized in Wisconsin in 1989, the firm is now headquartered in Lake Bluff, Illinois, and operates under several trade names in states including Wisconsin, Minnesota, Texas, Maryland and Utah.

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Rialto Markets LLC Investor Lawyer

November 8, 2026 | by Staff Attorney

The investment fraud lawyers at Gana Weinstein LLP represent investors nationwide in FINRA arbitration claims against brokerage firms such as Rialto Markets LLC. Retirement account losses, structured product losses, private placement losses, and losses in non-traded REITs and other alternative investments are frequently the result of unsuitable recommendations rather than ordinary market risk. Our attorneys can analyze your investments, determine whether your broker or financial advisor acted improperly, and pursue recovery of your losses.

Rialto Markets is a broker-dealer and SEC-registered alternative trading system that specializes in online capital formation, supporting Regulation A and Regulation Crowdfunding offerings with primary issuance, secondary trading, transfer agent, tokenization and digital ADR services. Formed in Delaware in 2016 and based in New York City as a subsidiary of Rialto Trading Holdings, the firm reported more than 300 million dollars in securities offerings listed on its technology by 2024.

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Tradezero America, Inc. Financial Advisor Negligence Attorney

November 8, 2026 | by Staff Attorney

The securities attorneys at Gana Weinstein LLP represent investors in their disputes with brokerage firms, such as Tradezero America, Inc. Our firm can analyze your accounts and investments in order to determine if there was any broker misconduct in the handling of your accounts. Our analysis can reveal whether an investor has been a victim of misconduct such as unsuitable investments, unauthorized trading, excessive trading, or investment fraud.

TradeZero America is an online broker-dealer that offers commission-free trading of United States stocks and options for active retail traders, with short-selling tools, advanced order routing and the ZeroPro, ZeroWeb and mobile trading platforms. Part of the TradeZero group founded in 2013, the firm has served United States clients since 2019 from its Brooklyn, New York headquarters and clears through Apex Clearing.

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First Southern, LLC Securities Fraud Attorney

November 8, 2026 | by Staff Attorney

Elder financial abuse, unauthorized trading, churning, and broker theft are among the most serious forms of broker misconduct, and they can occur at brokerage firms of every size. The investor attorneys at Gana Weinstein LLP represent individuals and families who have suffered investment losses because of a dishonest or negligent financial advisor, including customers of firms such as First Southern, LLC. We review account activity, identify misconduct, and bring FINRA arbitration claims to recover what was lost.

First Southern is a boutique broker-dealer offering investment banking and brokerage services to individual and institutional clients, with particular strength in fixed income, Latin American sovereign debt and foreign exchange trading. Organized in Puerto Rico in 2016 and headquartered in Guaynabo, the firm also operates from Atlanta, serves clients throughout the United States and Puerto Rico, and clears through BNY Pershing.

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Arkadios Capital Securities Fraud Attorney

November 8, 2026 | by Staff Attorney

Financial advisor complaints, broker complaints, and FINRA customer disputes are public on BrokerCheck, and a broker’s regulatory history is often the first thing an investor checks after an unexpected loss. The investor attorneys at Gana Weinstein LLP help customers of firms such as Arkadios Capital understand what a financial advisor’s disciplinary history means and whether their own losses support a claim against the broker or the brokerage firm.

Arkadios Capital is a broker-dealer that supports independent financial professionals with brokerage in equities, corporate, government and municipal bonds, mutual funds and variable annuities, along with underwriting services. Organized in Georgia in 2015 and owned by Arkadios Holdings, the firm is headquartered on Peachtree Road in Atlanta.

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M1 Finance LLC FINRA Arbitration Attorney

November 8, 2026 | by Staff Attorney

Is a brokerage firm responsible for broker misconduct? Under FINRA rules, a firm such as M1 Finance LLC must supervise the financial advisors it registers, and it can be held liable in FINRA arbitration when a broker’s unsuitable recommendations, unauthorized trading, or misrepresentations cause investment losses. The broker misconduct attorneys at Gana Weinstein LLP bring these claims on behalf of investors and can evaluate whether a firm failed to supervise your broker.

M1 Finance is an online broker-dealer that powers the M1 investing platform, offering automated portfolio investing in stocks, fractional shares and ETFs with automatic rebalancing, along with margin lending and cash management features. Founded by Brian Barnes and headquartered on LaSalle Street in Chicago, the firm clears through Apex Clearing and serves more than one million members across the United States.

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Chapin, Davis FINRA Arbitration Attorney

November 8, 2026 | by Staff Attorney

Retirement savers who have suffered IRA investment losses or other retirement account losses often have claims they are not aware of. Brokerage firms such as Chapin, Davis owe their customers a duty of care, and a breach of fiduciary duty, a breach of contract, or negligent supervision of a financial advisor can make a firm liable for the resulting losses. The investment loss lawyers at Gana Weinstein LLP represent retirees and other investors in FINRA arbitration claims to recover those losses.

Chapin Davis is a broker-dealer and investment adviser that offers brokerage in equities, corporate, municipal and government bonds, mutual funds and annuities, along with financial planning, portfolio management, private placements and merger advisory services for individuals, businesses and institutions. Organized in Maryland in 1990, the firm is headquartered in Baltimore and clears through Wells Fargo Clearing Services.

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