The National Trial Lawyers
Super Lawyers
500 Leading Plaintiff Financial Lawyers Lawdragon 2026
AVVO
Martindale-Hubbell
PIABA
American Arbitration Association ICDR Panel Member 2025
Top Financial Professionals in the US - Hot List
Justia Lawyer Rating for Adam Julien Gana

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Kelley (Kelley), currently associated with First Citizens Investor Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kelley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $41,000.00 on April 23, 2026.

Customer alleges registered representative failed to follow instructions regarding investment and that their signature on account documentation was not authentic. Activity dates 10/1/2025-04/07/2026

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jarrod Bulleit (Bulleit), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Bulleit recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $23,451.00 on April 22, 2026.

Attorney representing the client alleges the client took distributions from her Roth IRA which resulted in an unanticipated tax bill. Attorney alleges the FA failed to advise her of the tax implications of the withdrawals.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ehud Gersten (Gersten), previously associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gersten recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $275,000.00 on April 20, 2026.

Violation of Regulation Best Interest Obligation, Violation of FINRA Rules 2010, 2111, and 3110, negligence, negligence misrepresentations and omissions of material risk, common law fraud and fraudulent inducement, breach of fiduciary duty, Violations of the Alabama Securities Act, gross negligence. Trades placed in 2021 and 2022

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Isaiah Williams (Williams), previously associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Williams recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $40,000.00 on April 24, 2026.

Client alleges that he made personal loans to the Registered Representative.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Shultz (Shultz), currently associated with Realta Equities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Shultz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $158,000.00 on April 27, 2026.

The claimant alleges negligence, breach of fiduciary duty, and negligent supervision.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Renz (Renz), currently associated with First Citizens Investor Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Renz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $41,000.00 on April 23, 2026.

Customer alleges registered representative failed to follow instructions regarding investment and that their signature on account documentation was not authentic. Activity dates 10/1/2025-04/07/2026.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Hammond (Hammond), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Hammond recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 17, 2026.

Client complained about the fees he was being charged in his managed account and alleged that it was not in his best interest for the fees not to be lowered when accounts were inherited by new fa   2025-2026

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shawn Martin (Martin), currently associated with Citigroup Global Markets INC., has at least one disclosable event. These events include one customer complaint, alleging that Martin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $126,000.00 on April 21, 2026.

Claimant alleges violations of Regulation BI, unsuitability, common law fraud and/or negligence, violation of FINRA\\u2019s Rules, and failure to supervise.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kelly Decker (Decker), currently associated with Nylife Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Decker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 17, 2026.

The Customers allege the recommendation to purchase variable annuities in September 2023 to November 2023 was not appropriate given their situation or objectives.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Melberth (Melberth), previously associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Melberth recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $140,000.00 on April 21, 2026.

Breach of fiduciary duty, violation of FINRA/NYSE rules, Reg BI, breach of contract, negligence, Violation of the Securities Act and Regulations, Fraudulent inducement to hold investment,

Continue Reading
Contact Information
295 Madison Ave #705
New York, NY 10017
Toll Free: 800-810-4262
3706 N Greenview Ave
#100
Chicago, IL 60613
28 Valley Rd
#1
Montclair, NJ 07042
ATTORNEY ADVERTISING

Please do not include any confidential or sensitive information in a contact form, text message, or voicemail. The contact form sends information by non-encrypted email, which is not secure. Submitting a contact form, sending a text message, making a phone call, or leaving a voicemail does not create an attorney-client relationship.

Copyright © 2026, Gana Weinstein LLP
JUSTIA Law Firm Blog Design