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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Luerssen (Luerssen), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Luerssen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $8,750.00 on May 20, 2026.

Claimant alleges unsuitability and failure to disclose information in connection with a variable annuity purchased in 2025.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Duffy (Duffy), previously associated with Innovation Partners LLC, has at least one disclosable event. These events include one customer complaint, alleging that Duffy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on May 18, 2026.

Breach of written contract, breach of fiduciary duty, negligence and gross negligence, misrepresentations and omissions, violation of FINRA rules, violation of the Virginia and Wisconsin Securities Acts and federal securities laws and violation of Best Interest Obligation (Reg BI), trade placed sometime in 2020

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rikki Foster (Foster), currently associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Foster recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on May 14, 2026.

Alleging breach of fiduciary duty, unsuitable investment recommendations, and misrepresentation of investments that were purchased in early 2021.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Denisco (Denisco), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Denisco recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on May 22, 2026.

Client alleges unsuitability and failure to disclose information in connection with variable annuities purchased in 2022 and 2024.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ralitsa Delgado (Delgado), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Delgado recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 14, 2026.

Customer alleges transfer and liquidation of an ETF resulted in a tax liability that was not in their best interest. Activity dates 3/12/25 – 3/20/25.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Kasperavich (Kasperavich), currently associated with Stonecrest Capital Markets, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kasperavich recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $840,000.00 on May 13, 2026.

Unsuitable recommendation as an agent of the Firm of four 1031-Delaware Statutory Trust purchases from July 2022-September 2022.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Douglas Messina (Messina), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Messina recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $79,000.00 on May 19, 2026.

The client alleged that the advisor’s recommendation to sell shares of Apple Inc (AAPL) within her nonqualified basic brokerage account between January 2025 and April 2025 constituted poor advice.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Smith (Smith), currently associated with Emerson Equity LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Smith recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,100,000.00 on May 20, 2026.

Breach of written contract, compensatory damages, breach of fiduciary duty, negligence and gross negligence, misrepresentations and omissions, violation of FINRA Rules, violation of the state Securities Act and federal securities laws, and violation of the Best Interest Obligations (RegBI)

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicolas Longpre (Longpre), currently associated with Cambridge Investment Research, INC., has at least one disclosable event. These events include one customer complaint, alleging that Longpre recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $750,000.00 on June 03, 2026.

Clients allege unsuitable investments and risks not fully explained.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Keller (Keller), currently associated with Arkadios Capital, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Keller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on May 15, 2026.

Alleges unsuitable product

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