Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Yvonne Redmond (Redmond), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Redmond recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $68,300.00 on March 17, 2025.
Customer alleges issues with investment disclosures at time of sale in 2013.
