Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Tenpenny (Tenpenny), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Tenpenny recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,750,000.00 on February 10, 2025.
Attorney for client alleges a real estate transaction between client and financial advisor amounted to a fraudulent transaction, alleging the financial advisor induced the client to sell the property for a price below fair market value
