Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Morrison (Morrison), currently associated with B. Riley Wealth Management, has at least one disclosable event. These events include one customer complaint, alleging that Morrison recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on February 05, 2025.
Claims RR recommended the unsuitable use of margin and over concentration in technology sector.
