Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Mccance (Mccance), currently associated with Stonex Securities Inc., has at least one disclosable event. These events include one customer complaint, alleging that Mccance recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,148,131.60 on October 15, 2024.
Claimants allege they are seeking damages as a result of a failure of the full satisfaction of the arbitration award rendered in FINRA Matter No. 22-01490.
