Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Clary (Clary), currently associated with D.a. Davidson & CO., has at least one disclosable event. These events include one customer complaint, alleging that Clary recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $281,085.40 on February 12, 2025.
Clients allege that Financial Advisor violated duties through inaction to prevent potential financial exploitation by unknown third parties. 9/3/2024 – 2/10/2025.
