Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Wilfredo Miranda (Miranda), currently associated with Ausdal Financial Partners, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Miranda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $155,000.00 on October 25, 2024.
Breach of fiduciary duty; suitability; misrepresentation of investment; failure to supervise; breach of contract; regulation bi
