Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Walter Shoczolek (Shoczolek) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Shoczolek was employed by Sigma Financial Corporation at the time of the activity. If you have been a victim of Shoczolek’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on September 13, 2023.
Customer alleged her investment was unsuitable and the representative liquidated it without her authorization.
