United Planners' Financial Services of America A Limited Partner Tag Archives

There are Recent Customer Complaints with Broker Todd Paradise in Firm United Planners’ Financial Services of America A Limited Partner

April 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Paradise (Paradise), previously associated with United Planners’ Financial Services of America A Limited Partner, has at least one disclosable event. These events include one customer complaint, alleging that Paradise recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 15, 2024.

Client alleges investments were too risky and unsustainable.

There are Recent Customer Complaints with Broker Steven Gessner in Firm United Planners’ Financial Services of America A Limited Partner

April 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Gessner (Gessner), previously associated with United Planners’ Financial Services of America A Limited Partner, has at least one disclosable event. These events include one customer complaint, alleging that Gessner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 15, 2024.

Clients allege products were too risky and unsuitable.

There are Recent Customer Complaints with Broker Douglas Dulac in Firm United Planners’ Financial Services of America A Limited Partner

March 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Douglas Dulac (Dulac), currently associated with United Planners’ Financial Services of America A Limited Partner, has at least one disclosable event. These events include one customer complaint, alleging that Dulac recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $215,000.00 on September 10, 2024.

Breach of fiduciary duty, suitability and breach of contract.

Broker Carl Gill in United Planners’ Financial Services of America A Limited Partner Firm Has Customer Complaint

March 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Carl Gill (Gill), previously associated with United Planners’ Financial Services of America A Limited Partner, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Gill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $215,000.00 on September 10, 2024.

Breach of fiduciary duty, suitability and breach of contract.

Broker Randolph Hinton in United Planners’ Financial Services of America A Limited Partner Firm Has Customer Complaint

February 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randolph Hinton (Hinton), previously associated with United Planners’ Financial Services of America A Limited Partner, has at least one disclosable event. These events include one customer complaint, alleging that Hinton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $245,000.00 on December 27, 2024.

Breach of fiduciary duty, suitability and breach of contract.

Broker Jeremy Smith in United Planners’ Financial Services of America A Limited Partner Firm Has Customer Complaint

February 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Smith (Smith), currently associated with United Planners’ Financial Services of America A Limited Partner, has at least one disclosable event. These events include one customer complaint, alleging that Smith recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on November 26, 2024.

Unsuitable recommendation based upon the clients’ risk profile.