Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Troy Tremblay (Tremblay), currently associated with Centaurus Financial, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Tremblay recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $88,000.00 on February 26, 2025.
The customers allege that the Registered Representative recommended an unsuitable, high-risk, illiquid investments. No specific dates for the alleged activity were identified in the Statement of Claim.
