Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Neil Okun (Okun), currently associated with Trident Partners Ltd., has at least one disclosable event. These events include one customer complaint, alleging that Okun recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on August 28, 2024.
Claimants alleges, inter alia, that the trading strategy implemented in the clients’ account was not in their best interest 2019-2024
