Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Trevor Fried (Fried), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Fried recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on August 09, 2024.
Claimant alleges, inter alia, misrepresentation with respect to covered call option trading strategy – August 2023 through January 2024.
