Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Toniann Maisano (Maisano), currently associated with Alexander Capital, L.p., has at least one disclosable event. These events include one tax lien, alleging that Maisano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on September 10, 2024.
Associate answered questions incorrectly on a life insurance application. DID KNOWINGLY PROVIDE MATERIALLY FALSE INFORMATION ON ANAPPLICATION FOR LIFE INSURANCE BY FAILING TO DISCLOSE A PRE-EXISTINGMEDICAL CONDITION IN VIOLATION OF N.J.S.A. 17:33A-1.
