Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tom Anselmi (Anselmi), currently associated with Osaic Wealth, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Anselmi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on December 30, 2024.
Claimant alleges their RR recommended an unsuitable Oil and Gas investment.
