Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Vigil (Vigil), previously associated with Infinity Financial Services, has at least one disclosable event. These events include one customer complaint, alleging that Vigil recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $18,000.00 on October 22, 2024.
A client alleged that documents were altered in connection with the purchase of a security and were submitted without her knowledge.
