Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Kienow (Kienow), currently associated with Mutual of Omaha Investor Services, Inc., has at least one disclosable event. These events include one regulatory event, alleging that Kienow recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on August 16, 2024.
Denial of application for insurance license in Kansas due to a misdemeanor within the last five years
