Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tania Perez pineiro (Perez pineiro), currently associated with Popular Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Perez pineiro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $35,353.58 on October 21, 2024.
The customer complained that from March 2012 until October 2024, her total account value dropped significally, alleging substantial losses do to mismanagement of funds and failure to uphold its fiduciary duty to manage funds.
