Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tamber Proctor (Proctor), previously associated with Securities America, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Proctor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $324,500.00 on September 30, 2024.
Two past clients are alleging inappropriate investments by the advisor during period of Covid pandemic that resulted in losses.
