Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Nielsen (Nielsen), currently associated with Centaurus Financial, Inc., has at least 5 disclosable events. These events include 5 customer complaints, alleging that Nielsen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $399,200.00 on September 24, 2024.
The customers allege that during the period of 2018 through 2020, the Registered Representative recommended and misrepresented unsuitable, high-risk investments and breached his fiduciary duty.
