Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Marotto (Marotto), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Marotto recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $550,049.00 on December 12, 2024.
CUSTOMERS ALLEGES MISREPRESENTATION, UNAUTHORIZED TRADING AND SUITABILITY. ACTIVITY DATES 1-1-2019 – 6-9-2023.
