Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stanley Crisci (Crisci), currently associated with RBC Capital Markets, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Crisci recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $90,000.00 on August 15, 2024.
According to the Statement of Claim, in January 2019, Respondents recommended that claimant invest in a variable annuity; claimant contends that the annuity account was not invested consistent with her investment objectives.
