Securities Lawyers Blog
Advisor Christopher Bice (Bice), currently employed by SagePoint Financial, Inc. (SagePoint Financial) has been subject to at least four customer complaints and one termination for cause during the course of his career. According to a BrokerCheck report some of the customer complaints concern variable annuities and alternative investments such as direct participation products (DPPs) like non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and equipment leasing programs. The attorneys at Gana Weinstein LLP have extensive experience handling investor losses caused by these types of products.
Bice operates under the d/b/a name Bice Wealth Management. In addition, Bice has several other disclosed outside business activities including Shelton, Nelson & Associates, rental property sales, and Southeast Retirement Planners.
In November 2018 a customer complained that Bice violated the securities laws by alleging that the financial advisor made unsuitable investments, overconcentration, misrepresentations, and failure to supervise causing $1,000,000 in damages. The claim is currently pending.
In February 2018 a customer complained that Bice violated the securities laws by alleging that the financial advisor made unsuitable investments, overconcentration, misrepresentations, and failure to supervise causing $750,000 in damages. The claim is currently pending.