Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shannan Denison (Denison), currently associated with International Assets Advisory, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Denison recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on September 09, 2024.
Alleged unsuitable investment recommendations and misrepresentation and omission of material information in reference to multiple alternative investments.
