Articles Tagged with Sean Righter

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sean Righter (Righter), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Righter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,300,000.00 on March 12, 2025.

Claimant alleges, inter alia, that the investments strategy executed in the client’s account was unsuitable – Jan 2021 to Jan 2025

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sean Righter (Righter), previously associated with Morgan Stanley, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Righter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 25, 2025.

Claimants allege, inter alia, unsuitability with respect to investments in managed accounts – November 2020 to January 2025