Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sean Righter (Righter), previously associated with Morgan Stanley, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Righter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on February 25, 2025.
Claimants allege, inter alia, unsuitability with respect to investments in managed accounts – November 2020 to January 2025
