Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sean Mccann (Mccann), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mccann recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $55,000.00 on November 04, 2024.
The customer alleges he was not advised to reallocate his variable universal insurance policy purchased in october 1999 from a money market account he placed it in during a market downturn and that now his policy has lapsed. The customer has requested a refund of premiums paid.
