Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Durscher (Durscher), currently associated with Integrity Alliance, Llc., has at least one disclosable event. These events include one tax lien, alleging that Durscher recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on November 26, 2024.
The agent recommended surrendering a life insurance policy prior to an anniversary date. If the policy was held to the anniversary date, a bonus would have credited the policy in the amount of $80,388.68. The client was under the impression the policy was already entitled to the bonus amount. The policy was surrendered without being credited the bonus amount. The client indicated that he would have held the policy to the anniversary date had he known the bonus was not applicable until the actual anniversary date.
