Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Forster (Forster), currently associated with San Blas Securities LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Forster recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on December 27, 2024.
Client alleges failure to act in the best interest of the client’s portfolio.
