Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Salvatore Baio (Baio), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Baio recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on February 26, 2025.
Claimant alleges failure to supervise in regards to the unsuitability of certain investments in his account.
