Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sabine Stovall (Stovall), currently associated with Private Client Services, LLC, has at least one disclosable event. These events include one tax lien, alleging that Stovall recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on November 04, 2024.
Representative transacted business as an investment adviser representative in North Carolina inconsistent with the registration requirements of the North Carolina Investment Advisors Act.
