Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Murphy (Murphy), previously associated with Truist Investment Services, Inc., has at least 2 disclosable events. These events include one customer complaint, one tax lien, alleging that Murphy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on January 24, 2025.
Client alleges the representative falsified documents, overstated values and misappropriated funds from 2009 to 2024.
