According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Melberth (Melberth), previously associated with Emerson Equity LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Melberth recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on October 24, 2024.
Time frame: 01/2018 – 02/2020. Claimant alleges breach of fiduciary duty; unsuitable investment recommendation, and negligence.