Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Jones (Jones), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Jones recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $820,349.41 on June 28, 2024.
The client alleges the financial advisor failed to follow instructions in 2020 to remove POA from account. Client also makes allegations concerning investments in an account over which he has no authority.
