Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Hesse (Hesse), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hesse recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,201.70 on August 28, 2024.
The client purchased a zero-coupon Leander Texas School Distribution Bond on 10/27/2016 and the bond was called in full on 8/15/2024. The client alleges she was unaware the bond had a feature that would permit the bond to be called prior to maturity and she anticipated receiving $30,000.00 to assist her grandchildren with further education.
