Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Arthur Defilippo (Defilippo), currently associated with Revere Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Defilippo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on December 20, 2024.
No specific allegations made in the complaint. Request for funds in excess of current account value was made. Attorney included a recommendation to Mr. DeFilippo to “secure counsel familiar with both securities fraud and elder financial abuse.” Allegations would appear to stem back to original account opening, which pre-dates January 2018.
