Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Reuben Brown (Brown), previously associated with Edward Jones, has at least 3 disclosable events. These events include 2 customer complaints, one regulatory event, alleging that Brown recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $130,000.00 on June 12, 2024.
Claimants allege that in 2021, registered representative presented an investment opportunity called Clover Capital that was, according to registered representative, short term and risk free. Claimants assert Clover Capital was a sham, created by registered representative to swindle money from his clients.
