Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ray Gallette (Gallette), previously associated with Coastal Equities, Inc., has at least 7 disclosable events. These events include 7 customer complaints, alleging that Gallette recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $239,000.00 on October 28, 2024.
The claimant alleges unsuitable investment recommendations.
