Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rawney Mcvaney (Mcvaney), previously associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mcvaney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on August 19, 2024.
Unlawful Overconcentration, breach of fiduciary duty, suitability, violation of FINRA Rule 2210, fraudulent misrepresentation and omissions, violation of FINRA Rules 2010, IM-2310-2, and 2020, breach of contract,
