Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Gobis (Gobis), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Gobis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $108,000.00 on February 10, 2025.
The client alleges the financial advisor misrepresented the Protective VUL policy stating her obligation was complete with paying the initial premium to fund the policy.
