Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Costello (Costello), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Costello recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $11,300.00 on December 18, 2024.
Client alleges, inter alia, mutual fund investment in her account was unsuitable – 2015 to 2024
