Paulson Investment Company LLC Tag Archives

Broker Eugene Webb in Paulson Investment Company LLC Firm Has Customer Complaint

April 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eugene Webb (Webb), currently associated with Paulson Investment Company LLC, has at least one disclosable event. These events include one customer complaint, alleging that Webb recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on July 23, 2024.

Mr. Maring alleges that Mr. Webb made unsuitable recommendations. Mr. Maring further alleges that Mr. Webb made unauthorized purchases.

There are Recent Customer Complaints with Broker John Nole in Firm Paulson Investment Company LLC

April 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Nole (Nole), currently associated with Paulson Investment Company LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nole recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $90,000.00 on February 14, 2025.

Claimants allege that respondent Paulson, acting through Nole, improperly recommended that Claimants invest monies in GWG Holdings, Inc., L Bonds.

Broker Andre Davis in Paulson Investment Company LLC Firm Has Customer Complaint

March 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andre Davis (Davis), previously associated with Paulson Investment Company LLC, has at least one disclosable event. These events include one tax lien, alleging that Davis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on September 06, 2024.

Davis caused a default of the Consent Order between \<char_lb_r>\, Respondent Andre P. Davis (“Davis”) and the New Jersey Bureau of Securities (“Bureau”) entered by the Bureau Chief on October 11, 2023 by failing to comply with its provisions.

There are Recent Customer Complaints with Broker John Nole in Firm Paulson Investment Company LLC

March 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Nole (Nole), currently associated with Paulson Investment Company LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Nole recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on October 22, 2024.

Claimants allege that respondent Paulson, acting through Nole, improperly recommended that Claimants invest monies in GWG Holdings, Inc., L Bonds. Claimants further allege that Paulson, acting through Nole, falsely represented that this investment was backed by life insurance policies and was completely safe, and that Paulson failed to conduct a reasonable due diligence on GWG. Claimants allege this investment was misrepresented to them, and this investment was inconsistent with their risk tolerance and investment objectives.