Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paula Walker (Walker), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Walker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $6,409.20 on January 13, 2025.
Client alleges the August 2021 recommendation to purchase a fixed annuity in the amount of $52,852 was poor advice.
