Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Jordan (Jordan), currently associated with Commonwealth Financial Network, has at least one disclosable event. These events include one customer complaint, alleging that Jordan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $30,000.00 on January 02, 2025.
Plaintiff alleges that her brother was their mother’s FA and that he charged excessive fees; executed a low volume of transactions; did not purchase the least expensive share classes; executed some trades that were not suitable; and failed to disclose to Plaintiff the true value of their mother’s accounts. Allegation Activity Dates: 2/11/04 – 12/31/24.
