Articles Tagged with Packerland Brokerage Services

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Arthur Stevens (Stevens), currently associated with Packerland Brokerage Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Stevens recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $90,020.00 on June 04, 2024.

Claimant alleges the following claims; breach of fiduciary duty, negligence, securities fraud, and common-law fraud

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Derrick Watts (Watts), currently associated with Packerland Brokerage Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Watts recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,000,000.00 on July 03, 2024.

Alleges RR’s proposal to Claimants to purchase Bet Chicago securities was misleading, inaccurate, and false based on its valuation

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Haiguang Yin (Yin), previously associated with Packerland Brokerage Services, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Yin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 05, 2025.

Claimants allege unsuitable investment recommendations.

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