Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Otto Bohon (Bohon), previously associated with Centaurus Financial, Inc., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Bohon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on October 01, 2024.
The customer alleges that during the period of 2012-2020, the Registered Representative recommended and misrepresented unsuitable, complex, high-risk, and illiquid investments and breached his fiduciary duty.
