Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Oswaldo Ramos (Ramos), currently associated with Western International Securities, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Ramos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $80,000.00 on November 22, 2024.
Customer alleges that an investment recommendation was unsuitable and misleading. Investments purchased between June – October 2020.
