Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Orion Willis (Willis), currently associated with Centaurus Financial, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Willis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $70,600.00 on January 16, 2025.
The customer alleges that in 2024, the Registered Representative failed to follow instructions and misrepresented an illiquid investment.
