Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Omar Barakat (Barakat), previously associated with Charles Schwab & Co., Inc., has at least one disclosable event. These events include one customer complaint, alleging that Barakat recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $92,485.00 on August 15, 2024.
The client alleges starting in August 2019, Omar Barakat improperly solicited and traded in his account for management fees.
