Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Noah Alweiss (Alweiss), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Alweiss recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on November 26, 2024.
Claimant alleges, inter alia, that the trading and investment strategy executed in the client’s account was unsuitable – 2022-2023
