Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicole Turosky (Turosky), currently associated with Osaic Institutions, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Turosky recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on January 14, 2025.
Claimant alleges that at the end of January 2024, the FA failed to follow instructions and instead, moved funds into an unsuitable program.
